The regulatory changes that apply to your firm, once a week.

For compliance officers at small RIAs. Free during early access.

Every week, Quill checks the SEC and FinCEN for new rules, proposals and guidance.
You get only what applies to your firm type, in plain English, with the date to act and the source cited.
Every issue ends with what we checked and why the rest didn't apply.

Example item

SEC · Final rule · Example

Regulation S-P: incident response and customer notification

The SEC amended Regulation S-P in May 2024. Advisers need written incident response procedures and must notify affected clients within 30 days of learning their sensitive information was accessed without authorization.

Smaller firms had to comply by June 3, 2026.

Quill's read: If your incident response plan and client notice template haven't been updated for the new rule, start there.

Release No. IA-6604, 89 FR 47688 (June 3, 2024)

The regulatory changes that apply to your firm, once a week.

Regulation S-P: incident response and customer notification

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